з/п не указана
Москва
Более 6 лет
Key Responsibilities:
- Develop, implement, and maintain compliance programs and policies related to Insider Information, MNPI, Market Abuse, and Market Control.
- Provide guidance and training to employees on the proper handling of MNPI and insider information.
- Develop a methodology for monitoring and evaluating trading activities to identify and prevent potential market manipulation and abuse.
- Conduct regular surveillance of subsidiaries activities to ensure compliance with relevant laws, regulations, and internal policies.
- Investigate and resolve potential compliance breaches, market abuse cases, and other related violations.
- Stay updated on regulatory changes in the financial markets and provide recommendations to adapt company policies accordingly.
- Work closely with other compliance and risk management teams to ensure a robust control framework across the organization.
Requirements:
- Degree in Law, Finance or a related field (a Master’s degree or professional certification is a plus).
- Minimum of 7 years of experience in a compliance role, preferably in Global financial institutions or capital markets with at least 2 years in a managerial or leadership role.
- Strong knowledge of financial regulations, particularly those related to insider trading, market manipulation, and market abuse (e.g., MAR, SEC regulations, MiFID II).
- Proven experience in monitoring and investigating potential market abuse or misconduct.
- Expertise in Material Non-Public Information (MNPI) handling and control.
- Ability to work independently and manage multiple projects while maintaining attention to detail.
- Excellent communication, interpersonal, and analytical skills.
