Senior compliance manager (AML, Санкции)

Требования:

• Свободное владение английским языком
• Опыт работы с рынком ценных бумаг, anti-bribery and corruption, general Compliance, Securities markets compliance
• Понимание работы брокерского и банковского бизнеса
• Профессиональные сертификаты будут плюсом

Responsibilities:

• Management of the unit within Compliance Department.
• Cooperation with the business units with regard to the development of new products and business processes.
• Support of the business units on markets compliance issues.
• Participation in the committees.
• Advising and participation in compliance risk assessment.
• Markets compliance policies and case management.
• Code of Conduct
• Control over the following areas: consumer protection, conflict of interests, FATCA/CRS,insider trading policy ethics, etc.).
• Conducting compliance audits.
• Insider trading.
• Reporting: annual, monthly, extraordinary compliance reports for the Management.
• Compliance Action plan development.
• Preparation and regular training materials revision.
• Interaction with Self-regulating organization, authorities.
• Group Policies/Procedures implementation.
• Review and evaluation Company procedures to identify hidden risks and common issues across departments.
• Participation in coordination of the internal documents across compliance functional level.
• Compliance risks assessment on a periodic basis.
• Compliance investigations conduction, including preparing investigation plans; obtaining, reviewing, and analysing evidence; preparing investigation memoranda and reports; and maintaining investigation records.
• 2nd level compliance controls execution in accordance with Group compliance plan.
• Leading employee training sessions on ethics and compliance issues.
• Regular reporting to Senior Leadership Compliance Team and HQ.

Условия:

• Работа в Казахстане
• Работа в крупном международном холдинге
• Команда профессионалов, готовая к росту и изменениям
• Официальное трудоустройство;
• График работы 5/2 с 9:00 до 18:00.
• Комфортный офис с лаундж-зонами и кафетериями;
• Скидки на фитнес, обучение английскому языку, подарки на праздники и дни рождения;
• Спонсирование профессионального обучения;
• Насыщенная корпоративная жизнь с выездами на природу, праздничными мероприятиями в офисе, играми и розыгрышами подарков.
• Бонусы и уникальные предложения от компаний холдинга